Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kaye is a financial professional registered with HSBC Securities (USA) Inc., where he has been employed since 2023. He is licensed to offer securities and investment advisory services in New York and Texas. Nicholas has passed Series 79, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
04/07/2023 - Present
Hsbc Securities (usa) Inc. (HOUSTON TX)
BC
Issued 04/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Nicholas Kaye is the right advisor for you? Invested Better is here to help.
