Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Greene Denicke is a financial advisor with RBC Capital Markets, LLC based in San Francisco, California. Nicholas has over 20 years of experience in the financial services industry. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 63, and 65 licenses. Nicholas is also a registered investment advisor in California, Texas, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/25/2018 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
05/15/2017 - 07/05/2018
280 SECURITIES LLC (SAN FRANCISCO CA)
CA
09/02/2014 - 06/01/2017
BOK FINANCIAL SECURITIES, INC. (NEWPORT BEACH CA)
CA
08/01/2013 - 08/25/2014
STERNE, AGEE & LEACH, INC. (SAN FRANCISCO CA)
CA
07/11/2005 - 08/02/2013
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
07/14/2003 - 07/01/2005
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
MN
08/08/2000 - 07/28/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 11/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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