Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Garrick is a financial advisor currently registered with The Leaders Group, Inc. based in Littleton, CO. Nicholas has been in the financial industry for over 15 years and holds Series 7 and 66 securities licenses as well as a SIE exam. Nicholas has worked for several companies in the past including P.J. Robb Variable Corporation, E*TRADE Securities LLC, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/30/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TN
06/03/2010 - 09/15/2021
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
UT
03/01/2007 - 06/19/2008
E*TRADE SECURITIES LLC (SANDY UT)
UT
01/01/2005 - 03/01/2007
AXA ADVISORS, LLC (SALT LAKE CITY UT)
BOTH
Issued 01/31/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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