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Nicholas Grant

First Trust Portfolios LP

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About Nicholas Grant

Nicholas Grant is a financial advisor registered with First Trust Portfolios LP. Nicholas is licensed to sell securities and has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Nicholas has been in the industry since August 2022 and is registered in Illinois.

Firm Information

Nicholas Grant is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Grant’s Registration & Firm History

IL

08/12/2022 - Present

First Trust Portfolios LP (WHEATON IL)

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Licenses & Designations

BC

Issued 08/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/13/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Grant.
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