Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Hearn is a financial advisor with BNP Paribas Securities Corp. Nicholas has been in the securities industry since 2013. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and has passed the Series 63, SIE and Series 79 exams. Nicholas is registered to sell securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/18/2013 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
BC
Issued 01/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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