Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Gomes is a financial advisor who is registered with the state of California and holds both Series 7 and Series 66 licenses. Nicholas has been working in the financial industry since 2018 and has experience with Commonwealth Financial Network and Morgan Stanley. Nicholas specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations. Nicholas Gomes currently works at Hawekotte Financial Group, a firm that is registered with the state of California and is part of Commonwealth Financial Network.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/22/2024 - Present
Commonwealth Financial Network (Fullerton CA)
CA
06/15/2021 - 02/10/2022
MORGAN STANLEY (Newport Beach CA)
NE
12/22/2019 - 05/04/2021
TD AMERITRADE CLEARING, INC. (OMAHA NE)
CA
10/25/2018 - 05/04/2021
TD AMERITRADE, INC. (SAN DIEGO CA)
BOTH
Issued 04/10/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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