Unclaimed
Nicholas Glueckler is a financial advisor at John Hancock Investment Management LLC. Nicholas is a registered representative in Arizona and Massachusetts and an investment advisor representative in Arizona and Massachusetts. He has over 7 years of experience in the financial services industry. Nicholas holds a Series 7, Series 63, Series 66 and SIE license. Nicholas specializes in providing portfolio management services to individuals and investment companies. His current firm has approximately 189,588,843,467 dollars of regulatory assets under management. Nicholas was previously registered with STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC, Morgan Stanley and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AZ
10/25/2021 - Present
John Hancock Investment Management LLC (Tempe AZ)
AZ
01/27/2020 - 10/06/2021
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (Scottsdale AZ)
AZ
10/09/2018 - 01/27/2020
MORGAN STANLEY (GILBERT AZ)
DC
08/22/2014 - 05/27/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
BC
Issued 11/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2016
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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