Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Johnson is a financial advisor at Wells Fargo Clearing Services, LLC. Nicholas has been working in the financial industry since 2013. Nicholas is licensed in 36 states. Nicholas has passed the Series 66, Series 7, Series 10, Series 9, and SIE exams. Nicholas specializes in working with individuals, corporations, and institutions. Nicholas is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
12/12/2017 - Present
Wells Fargo Clearing Services, LLC (GREEN BAY WI)
IL
08/28/2015 - 09/29/2016
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
WI
02/21/2013 - 11/04/2013
KCD FINANCIAL, INC. (GREEN BAY WI)
BOTH
Issued 05/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/15/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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