Unclaimed
Nicholas Giuditta is a financial professional with experience in the financial services industry. Nicholas is currently registered with Stonex Securities Inc. and holds the Series 3, 7, 34, and 63 licenses. Nicholas has previously been employed by EQUITABLE ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/31/2023 - Present
Stonex Securities Inc. (Warren NJ)
NY
03/11/2023 - 07/11/2023
EQUITABLE ADVISORS, LLC (NEW YORK NY)
BC
Issued 12/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2023
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 07/26/2023
Series 3 - National Commodity Futures Examination
BC
Issued 03/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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