Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Germanakos is a financial advisor with over 24 years of experience in the financial services industry. Nicholas is currently registered with Oppenheimer & Co. Inc. and is based in Fort Lauderdale, Florida. Previously, Nicholas was associated with several other firms including Summit Brokerage Services, Inc., Mediterranean Securities Group, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Banc of America Investment Services, Inc., Morgan Stanley DW Inc., Newbridge Securities Corporation, Sterling Financial Investment Group, Inc., SSI Securities Corp., Dean Witter Reynolds Inc., Raymond James & Associates, Inc., National Discount Brokers and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicholas holds several professional licenses and designations, including Series 7, Series 10, Series 24, Series 52, Series 53, and Series 99.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
02/17/2016 - Present
Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)
FL
06/27/2012 - 02/12/2016
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
04/15/2011 - 06/29/2012
MEDITERRANEAN SECURITIES GROUP, LLC (BOCA RATON FL)
FL
06/01/2009 - 08/10/2009
MORGAN STANLEY SMITH BARNEY (FT. LAUDERDALE FL)
FL
05/16/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FT. LAUDERDALE FL)
FL
10/02/2006 - 04/16/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT.LAUDERDALE FL)
FL
03/21/2003 - 10/05/2006
MORGAN STANLEY DW INC. (BOCA RATON FL)
FL
02/04/2003 - 03/17/2003
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
07/24/2002 - 10/07/2002
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
01/17/2001 - 12/20/2001
SSI SECURITIES CORP. (BOCA RATON FL)
NY
12/04/1998 - 01/11/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
10/16/1995 - 04/01/1997
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NE
06/09/1994 - 09/29/1995
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
07/20/1993 - 02/17/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/20/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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