Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Schmidt is a financial advisor with over 5 years of experience in the financial industry. Nicholas is currently registered with &partners. Nicholas has held previous registrations with WELLS FARGO CLEARING SERVICES, LLC. Nicholas has a Series 7, Series 66, and SIE license and is registered with the state of Tennessee. Nicholas specializes in providing financial advice to individuals and businesses. Nicholas has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
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2
TN
06/07/2024 - Present
&partners (NASHVILLE TN)
NJ
09/15/2021 - 06/14/2024
WELLS FARGO CLEARING SERVICES, LLC (BEDMINSTER NJ)
NY
10/03/2019 - 12/08/2020
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
BOTH
Issued 11/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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