Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Birke is an investment advisor representative with Stifel, Nicolaus & Company, Inc., based in the Frontenac office. Nicholas has been in the securities industry since 2014. Nicholas holds Series 66, 7, 10, 9, 24 and SIE licenses and is registered in 53 states and 2 other jurisdictions. Nicholas is also registered with FINRA. Nicholas specializes in retirement planning, estate planning, college savings and investment management for individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/16/2017 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
08/15/2017 - 04/16/2021
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
04/18/2016 - 04/14/2017
EDWARD JONES (st louis MO)
MO
04/16/2014 - 04/21/2016
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
BOTH
Issued 06/26/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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