Unclaimed
Nicholas Tsiakilos is a registered Investment Advisor Representative with Sharebuilder 401k. He is a seasoned professional with experience in the financial services industry since 2007. Nicholas holds a Series 66 license and Series 7, Series 4 and Series 24 principal licenses. Nicholas was previously employed with Capital One Investing, LLC and Metlife Securities Inc. Nicholas Tsiakilos is currently registered with the state of Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
08/02/2019 - Present
Sharebuilder 401k (SEATTLE WA)
WA
09/25/2008 - 06/12/2019
CAPITAL ONE INVESTING, LLC (Seattle WA)
WA
06/19/2007 - 08/28/2008
METLIFE SECURITIES INC. (BELLEVUE WA)
BOTH
Issued 08/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2014
Series 4 - Registered Options Principal Examination
BC
Issued 08/26/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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