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Nicholas George Tsiakilos

Sharebuilder 401k

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About Nicholas George Tsiakilos

Nicholas Tsiakilos is a registered Investment Advisor Representative with Sharebuilder 401k. He is a seasoned professional with experience in the financial services industry since 2007. Nicholas holds a Series 66 license and Series 7, Series 4 and Series 24 principal licenses. Nicholas was previously employed with Capital One Investing, LLC and Metlife Securities Inc. Nicholas Tsiakilos is currently registered with the state of Washington.

Firm Information

Nicholas Tsiakilos is currently registered with Sharebuilder 401k. Sharebuilder 401k is a Seattle, WA-based firm that provides pension consulting and educational seminars. They specialize in serving pension and profit-sharing plans, with approximately 5,500 clients. The firm has 16 investment adviser representatives and 5 investment advisory functions.
Sharebuilder 401k

801 SECOND AVE

SEATTLE, WA 98104

Not reported

Assets Under Management

5,500

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Tsiakilos’s Registration & Firm History

WA

08/02/2019 - Present

Sharebuilder 401k (SEATTLE WA)

WA

09/25/2008 - 06/12/2019

CAPITAL ONE INVESTING, LLC (Seattle WA)

WA

06/19/2007 - 08/28/2008

METLIFE SECURITIES INC. (BELLEVUE WA)

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Licenses & Designations

BOTH

Issued 08/13/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/13/2014

Series 4 - Registered Options Principal Examination

BC

Issued 08/26/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Nicholas George Tsiakilos. Review regulatory record here.
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