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Nicholas George Stratopoulos

BNP Paribas Securities Corp.

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About Nicholas George Stratopoulos

Nicholas Stratopoulos is a financial professional with over 28 years of experience in the industry. Nicholas has held a variety of positions at leading firms, including RBS Securities Inc., Barclays Capital Inc., Credit Suisse First Boston Corporation, and J.P. Morgan Securities Inc. Nicholas is currently registered with BNP Paribas Securities Corp. and holds a Series 7, Series 63, Series 24 and SIE licenses. Nicholas is registered in all 50 states and the District of Columbia.

Firm Information

Nicholas Stratopoulos is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Stratopoulos’s Registration & Firm History

NY

02/23/2010 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

CT

12/07/2004 - 12/21/2009

RBS SECURITIES INC. (GREENWICH CT)

NY

05/13/2002 - 10/26/2004

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/22/2001 - 04/15/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

12/08/1993 - 02/22/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/15/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas George Stratopoulos.
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