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Nicholas George Matheos

Maxim Group LLC

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About Nicholas George Matheos

Nicholas Matheos is a financial professional with Maxim Group LLC. Nicholas has been in the industry since March 2020 and holds a Series 7TO, Series 63, and SIE. Nicholas is registered to offer securities in 19 states.

Firm Information

Nicholas Matheos is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Matheos’s Registration & Firm History

FL

03/10/2020 - Present

Maxim Group LLC (Ft Lauderdale FL)

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Licenses & Designations

BC

Issued 02/29/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/11/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Nicholas George Matheos. Review regulatory record here.
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