Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Manley is a registered representative with Vanguard Marketing Corp. Nicholas has been in the securities industry since December 25, 2010. Nicholas is licensed to sell securities in 53 states. In addition to the Series 7 and Series 63 licenses, Nicholas holds the Series 65 license and the Securities Industry Essentials (SIE) exam. Nicholas was previously registered with INVESCO DISTRIBUTORS, INC. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/02/2019 - Present
Vanguard Marketing Corp. (MALVERN PA)
NY
10/11/2010 - 10/17/2018
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
IA
Issued 08/24/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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