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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Fieldson is a financial advisor at LPL Financial LLC, based in Avondale, AZ. Nicholas has been in the industry since 2009 and holds Series 6, 7, 63, and 66 licenses. In addition to his current registration in California and Texas, Nicholas has registrations in over 20 other states, including Arizona, Colorado, Florida, Georgia, Illinois, Maryland, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Hampshire, New Mexico, North Carolina, Oregon, Tennessee, Virginia, and Washington. Nicholas also has experience with CUNA Brokerage Services, Inc. Nicholas has a wide range of experience, specializing in investments for individuals, businesses, corporations, charitable organizations, pension and profit sharing plans, and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
01/14/2016 - Present
LPL Financial LLC (AVONDALE AZ)
AZ
07/13/2004 - 05/08/2006
CUNA BROKERAGE SERVICES, INC. (PRESCOTT VALLEY AZ)
BOTH
Issued 05/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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