Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Brosky is a financial advisor in Columbus, OH, who has been in the industry since 2007. Nicholas is currently registered with Morgan Stanley. Previously, Nicholas Brosky was registered with UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Oppenheimer & Co. Inc. and JPMorgan Distribution Services, Inc. Nicholas Brosky holds several licenses including Series 6, Series 7, Series 63 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
03/26/2020 - Present
Morgan Stanley (Columbus OH)
OH
07/13/2016 - 03/14/2017
WELLS FARGO CLEARING SERVICES, LLC (COLUMBUS OH)
OH
12/20/2011 - 07/21/2016
UBS FINANCIAL SERVICES INC. (NEW ALBANY OH)
OH
08/24/2011 - 12/20/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
IL
02/18/2010 - 07/13/2011
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
08/03/2009 - 02/03/2010
OPPENHEIMER & CO. INC. (CHICAGO IL)
OH
09/10/2007 - 05/13/2009
UBS FINANCIAL SERVICES INC. (COLUMBUS OH)
OH
01/15/2007 - 06/14/2007
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
BOTH
Issued 09/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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