Unclaimed
Nicholas Boulukos is a financial advisor with over 30 years of experience in the financial services industry. Nicholas is currently registered with Santander US Capital Markets LLC. Previously, Nicholas was registered with BMO Capital Markets Corp., BNP Paribas Securities Corp., Morgan Stanley & Co., Incorporated, Barclays Capital Inc., and Drexel Burnham Lambert Government Securities Inc. Nicholas is a Series 63, Series 7, Series 10, Series 24, Series 72 and SIE licensed advisor. Nicholas is currently licensed in Arizona, California, Connecticut, District of Columbia, Iowa, Kansas, Maryland, Massachusetts, New Jersey, New York, Ohio, Oklahoma, Pennsylvania, Rhode Island, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/07/2022 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
02/09/2011 - 04/06/2022
BMO CAPITAL MARKETS CORP. (New York NY)
NY
11/08/2004 - 11/19/2010
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
03/15/2002 - 11/12/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
05/19/1989 - 02/05/2002
BARCLAYS CAPITAL INC. (NEW YORK NY)
NA
06/14/1989 - 08/12/1989
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
BC
Issued 12/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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