Unclaimed
Nicholas Bayz is a financial advisor at Seia, an independent registered investment advisor firm based in Los Angeles, California. Nicholas has been in the financial services industry since February 2020. Nicholas is a Series 66, Series 7TO, Series 24 and SIE licensed professional. Nicholas is a compliance officer for Seia, LLC and holds both broker-dealer and investment advisor licenses. Nicholas specializes in providing financial advice to individuals, businesses, and charitable organizations. Nicholas has experience working with clients in a variety of financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
Seia (LOS ANGELES CA)
CA
02/25/2020 - 08/23/2023
OSAIC WEALTH, INC. (LOS ANGELES CA)
BOTH
Issued 08/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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