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Nicholas Geissler

Foreside Fund Services, LLC

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About Nicholas Geissler

Nicholas Geissler is a financial advisor currently registered with Foreside Fund Services, LLC. Nicholas has been in the financial industry since 2019 and is licensed to conduct business in all 50 states. Previously, Nicholas was with Merrill Lynch, Pierce, Fenner & Smith Incorporated in SAN FRANCISCO, CA.

Firm Information

Nicholas Geissler is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Geissler’s Registration & Firm History

FL

08/22/2024 - Present

Foreside Fund Services, LLC (Tampa FL)

CA

05/14/2018 - 01/10/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 06/20/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Geissler.
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