Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Gambardella is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., working in the RIDGEFIELD, CT branch office. Nicholas has been working in the securities industry since March 5, 1997, and has passed the Series 6, 7, and 66 securities exams. Nicholas is registered with the state of Connecticut and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/14/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIDGEFIELD CT)
PA
05/23/2007 - 04/30/2009
DIRECTED SERVICES LLC (WEST CHESTER PA)
CA
12/01/2005 - 12/20/2005
LEGG MASON INVESTORS SERVICES, LLC (SAN MATEO CA)
NY
08/19/2004 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
03/02/2001 - 07/21/2004
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
NY
09/01/1997 - 03/08/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
09/26/1996 - 09/05/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
05/22/1995 - 08/13/1996
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
10/31/1994 - 04/19/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nicholas Gambardella is the right advisor for you? Invested Better is here to help.
