Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mueller is a financial advisor who has been active in the financial services industry since February 1984. He is currently registered with LPL Financial LLC. Nicholas has held previous registrations with RBC Capital Markets, LLC, Wells Fargo Advisors, LLC, UBS Financial Services Inc., and Morgan Stanley DW Inc. He is licensed to offer investment advice in Connecticut, Florida, Georgia, Indiana, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, and South Carolina. Nicholas's primary focus is on providing investment advice to high-net-worth individuals, corporations, and charitable organizations. He also provides financial planning, pension consulting, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
11/12/2021 - Present
LPL Financial LLC (FLORHAM PARK NJ)
NJ
09/15/2014 - 11/12/2021
RBC CAPITAL MARKETS, LLC (FLORHAM PARK NJ)
NJ
08/08/2008 - 09/18/2014
WELLS FARGO ADVISORS, LLC (WAYNE NJ)
NJ
01/13/2006 - 08/22/2008
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NJ
02/24/1984 - 01/17/2006
MORGAN STANLEY DW INC. (FAIRFIELD NJ)
BOTH
Issued 08/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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