Unclaimed
Nicholas Winant is a financial advisor who is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC in Florida. Nicholas has been in the industry since 2013 and has a Series 7, Series 63, Series 4, Series 24, Series 99TO and SIE license. Nicholas's previous employment includes Robinhood Securities, LLC and Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/31/2023 - Present
Robinhood Securities, LLC (Lake Mary FL)
FL
06/26/2019 - 04/21/2021
ROBINHOOD SECURITIES, LLC (Lake Mary FL)
FL
09/06/2013 - 10/31/2017
PERSHING LLC (LAKE MARY FL)
BC
Issued 03/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 08/30/2018
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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