Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Friedmann is a financial advisor with BNY Mellon Securities Corp. Nicholas has been in the industry since 2010 and holds multiple licenses, including Series 7, 6, 63, and 66. He has experience in the financial services industry, working with a number of firms, including CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and WELLS FARGO ADVISORS, LLC. Nicholas is registered to offer securities in multiple states, including Connecticut, Delaware, District of Columbia, Florida, Georgia, Maryland, New Jersey, New York, Pennsylvania, Texas, and Virginia. Nicholas specializes in providing financial advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/24/2023 - Present
BNY Mellon Securities Corp. (NEW YORK NY)
DC
06/05/2018 - 08/11/2021
CITI PRIVATE ADVISORY, LLC (Washington DC)
DC
07/09/2014 - 08/11/2021
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
06/02/2011 - 06/17/2014
WELLS FARGO ADVISORS, LLC (WASHINGTON DC)
DC
10/15/2007 - 08/09/2010
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
BOTH
Issued 07/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/15/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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