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Nicholas Fredrick Meola

ADP Broker-Dealer, Inc.

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About Nicholas Fredrick Meola

Nicholas Meola is a financial professional with over six years of experience in the industry. Nicholas is currently registered with ADP Broker-Dealer, Inc. and is located in Florham Park, NJ. Nicholas has experience with a variety of firms, including UBS Financial Services Inc. and Pruco Securities, LLC. Nicholas holds Series 7, Series 63, Series 65 and SIE licenses.

Firm Information

Nicholas Meola is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Meola’s Registration & Firm History

NJ

07/02/2024 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

CT

01/30/2024 - 05/28/2024

AQR INVESTMENTS, LLC (GREENWICH CT)

NJ

03/16/2022 - 01/25/2024

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

12/01/2017 - 01/04/2022

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NJ

07/25/2017 - 11/07/2017

PRUCO SECURITIES, LLC. (PARAMUS NJ)

NJ

04/05/2017 - 05/31/2017

PURSHE KAPLAN STERLING INVESTMENTS (Iselin NJ)

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Licenses & Designations

IA

Issued 05/25/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/08/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Fredrick Meola.
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