Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Franki has been in the financial services industry since 1999. Nicholas is currently registered with J.p. Morgan Securities LLC and has a Series 6, 7, 63, 65 and 26 license. Previously, Nicholas was with Comerica Securities, NYLIFE Securities LLC, NYLIFE Distributors Inc., CFS Brokerage Corp. and PFS Investments Inc. Nicholas specializes in investments, investment planning and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/17/2014 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
MI
05/01/2009 - 01/29/2014
COMERICA SECURITIES (DETROIT MI)
NY
02/23/1999 - 05/11/2007
NYLIFE SECURITIES LLC (NEW YORK NY)
NJ
02/23/1999 - 05/01/2001
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NY
07/25/1997 - 12/31/1997
CFS BROKERAGE CORP. (NEW YORK NY)
GA
07/13/1993 - 01/19/1995
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 12/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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