Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mormando is a financial advisor with Blackstone Securities Partners LP. Nicholas has been in the industry since 2008 and has a wide range of experience in the financial services industry. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, Series 7, Series 63, and Series 79 licenses. Nicholas is also registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
06/22/2018 - Present
Blackstone Securities Partners LP (Overland Park KS)
CT
09/14/2010 - 04/09/2018
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
09/03/2007 - 06/07/2010
METLIFE SECURITIES INC. (MELVILLE NY)
BC
Issued 09/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/12/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/31/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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