Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Jennings is a financial advisor who has been in the industry since 2010. Currently, Nicholas is registered with Goldman Sachs & Co. LLC and is based in San Francisco, CA. Nicholas has previously worked at CITIGROUP GLOBAL MARKETS INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED and BANC OF AMERICA SECURITIES LLC. Nicholas has passed the Series 63, SIE, Series 79 and Series 7 exams and holds registrations in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
CA
12/21/2021 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
CA
09/25/2013 - 12/01/2021
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
08/19/2010 - 08/08/2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
NY
03/04/2008 - 03/25/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 09/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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