Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Francis Steier is an active investment advisor representative at Wells Fargo Advisors Financial Network, LLC. Nicholas Steier has been in the industry since October 7, 2000, and has held previous positions at UBS Financial Services Inc., Wells Fargo Advisors, LLC, SunTrust Securities, Inc., and Dean Witter Reynolds Inc.. Nicholas holds Series 7, 9, 10, 31, and 66 licenses. Nicholas has a strong focus on investment consulting services to institutional clients, financial planning, pension consulting, and selection of other advisors. Nicholas Steier currently works out of the Hunt Valley, MD branch of Wells Fargo Advisors Financial Network, LLC and also has access to the Bethesda, MD branch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
08/10/2022 - Present
Wells Fargo Advisors Financial Network, LLC (HUNT VALLEY MD)
MD
04/25/2014 - 08/19/2022
UBS FINANCIAL SERVICES INC. (HUNT VALLEY MD)
MD
04/15/2005 - 04/29/2014
WELLS FARGO ADVISORS, LLC (BALTIMORE MD)
GA
05/02/2001 - 04/14/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NY
08/23/2000 - 03/16/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 10/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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