Unclaimed
Nicholas Amicucci is a financial professional with over 9 years of experience in the industry. Nicholas is currently registered with Evercore Group LLC and holds a variety of licenses and certifications, including Series 7, 63, 86, 87, SIE, 22TO, 6TO, 82TO and 99TO. Nicholas has held previous positions with TD Securities (USA) LLC, Cowen and Company, Wells Fargo Securities, LLC, UBS Securities LLC and Jefferies LLC. Nicholas is registered in 37 states and the District of Columbia, offering a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/11/2024 - Present
Evercore Group LLC (NEW YORK NY)
NY
03/05/2024 - 06/28/2024
TD SECURITIES (USA) LLC (New York NY)
NY
03/15/2022 - 04/08/2024
COWEN AND COMPANY (NEW YORK NY)
NY
03/12/2021 - 03/16/2022
WELLS FARGO SECURITIES, LLC (New York NY)
NY
09/14/2018 - 03/16/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
12/20/2016 - 09/19/2018
JEFFERIES LLC (NEW YORK NY)
NY
05/18/2015 - 12/23/2016
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 06/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/01/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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