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Nicholas Fox

Lincoln Financial Distributors, Inc.

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About Nicholas Fox

Nicholas Fox is a financial professional with over 30 years of experience in the industry. Nicholas is currently registered with Lincoln Financial Distributors, Inc. and has prior experience with firms such as Janus Henderson Distributors, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Columbia Funds Distributor, Inc., BACAP Distributors, LLC, Stephens Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, Van Kampen Funds Inc. and Federated Securities Corp.

Firm Information

Nicholas Fox is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Fox’s Registration & Firm History

PA

09/27/2018 - Present

Lincoln Financial Distributors, Inc. (RADNOR PA)

CO

10/19/2005 - 09/04/2018

JANUS HENDERSON DISTRIBUTORS (DENVER CO)

NY

02/23/2005 - 06/29/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

06/21/2004 - 12/14/2004

COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)

NC

01/01/2003 - 06/21/2004

BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)

AR

04/20/2001 - 01/01/2003

STEPHENS INC. (LITTLE ROCK AR)

MN

06/09/2000 - 04/13/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/09/2000 - 04/13/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

TX

03/20/1996 - 02/23/2000

VAN KAMPEN FUNDS INC. (HOUSTON TX)

PA

09/22/1992 - 01/26/1996

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 12/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/1998

Series 7 - General Securities Representative Examination

BC

Issued 09/17/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Fox.
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