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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Fiorito is a financial advisor registered with LPL Financial LLC in Sacramento, CA. Nicholas has been in the industry since 2013. Nicholas provides financial planning and portfolio management services for individuals, businesses, and corporations. Nicholas has been associated with LPL Financial LLC since 2024 and previously held positions at J.P. Morgan Securities LLC, U.S. Bancorp Investments, Inc., HSBC Securities (USA) INC. and J.P. Morgan Securities LLC. Nicholas holds Series 6, 7TO, 63, and 65 licenses. Nicholas is a registered representative of LPL Financial LLC and an investment advisor representative of BMO Investment Services, a DBA for LPL business. Nicholas has experience working with individuals, corporations, high net worth individuals, pension and profit-sharing plans, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/15/2024 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
02/11/2021 - 08/06/2024
J.P. MORGAN SECURITIES LLC (SACRAMENTO CA)
CA
03/17/2020 - 01/22/2021
U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
07/19/2019 - 02/25/2020
HSBC SECURITIES (USA) INC. (DALY CITY CA)
CA
10/26/2015 - 06/13/2019
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
03/26/2013 - 10/13/2014
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
IA
Issued 03/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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