Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ferbert is a financial advisor with MML Investors Services, LLC. Nicholas has been in the financial services industry since 2015. Nicholas has a Series 63 and Series 65 license and holds the Series 7 and SIE certifications. Nicholas is registered in 16 states and works out of the Boston, MA office. Nicholas also has experience working with Equitable Advisors, LLC and ScotTrade, Inc. Nicholas is a registered investment advisor in Rhode Island and Texas and a licensed broker-dealer in Massachusetts and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
08/25/2021 - Present
MML Investors Services, LLC (BOSTON MA)
MA
09/22/2017 - 10/06/2020
EQUITABLE ADVISORS, LLC (CONCORD MA)
MA
08/16/2016 - 12/09/2016
SCOTTRADE, INC. (Newon Highlands MA)
BC
Issued 08/26/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/11/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Ferbert is the right advisor for you? Invested Better is here to help.
