Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Fazio is a financial professional with over 20 years of experience in the industry. He is currently registered with MML Investors Services, LLC and is located in Springfield, MA. Nicholas has a wide range of experience in various financial products and services. Nicholas has a strong track record of providing personalized financial advice to clients. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
07/11/2012 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
12/08/2004 - 06/13/2012
MML INVESTORS SERVICES, LLC (ENFIELD CT)
BC
Issued 12/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2009
Series 4 - Registered Options Principal Examination
BC
Issued 12/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/07/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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