Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Gambella is an active investment advisor representative with J.p. Morgan Securities LLC. Nicholas has been in the financial industry since 1995. Nicholas has held previous positions at various firms, including Chase Investment Services Corp., Prime Capital Services, Inc., Josephthal & Co., Inc., First Union Securities, Inc., A. G. Edwards & Sons, Inc., A. T. Brod & Co. Inc., and Robert Todd Financial Corp. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). Nicholas is registered in 25 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/20/2013 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
NY
02/13/2002 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NY
12/18/2001 - 02/19/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
05/15/2001 - 12/03/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
MO
08/11/2000 - 05/21/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
MO
07/17/1995 - 08/22/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
OH
02/23/1995 - 04/12/1995
A. T. BROD & CO. INC. (CLEVELAND OH)
NY
07/29/1994 - 12/23/1994
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
IA
Issued 07/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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