Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Toy is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Wells Fargo Clearing Services, LLC, in Beaver, Pennsylvania. Nicholas holds the Series 6, 7, 24, 63, and 65 licenses, as well as the SIE certification. He is also a Certified Financial Planner and a Chartered Financial Analyst. Nicholas has previously been registered with several other firms, including The Huntington Investment Company, UnionBanc Investment Services, LLC, Wachovia Securities, LLC, and Essex National Securities, Inc. His previous employment experience includes roles at Early Bird Learning Center and Early Bird Property Holdings, LLC. Nicholas is also a 40% owner of Early Bird Rentals LLC. Nicholas specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/27/2017 - Present
Wells Fargo Clearing Services, LLC (BEAVER PA)
PA
11/19/2009 - 10/29/2015
THE HUNTINGTON INVESTMENT COMPANY (BADEN PA)
CA
01/29/2009 - 10/08/2009
UNIONBANC INVESTMENT SERVICES, LLC (LONG BEACH CA)
CA
02/01/2007 - 01/28/2009
WACHOVIA SECURITIES, LLC (SANTA ANA CA)
CA
11/07/2005 - 02/01/2007
ATLAS SECURITIES, LLC (SANTA ANA CA)
CA
12/14/2004 - 10/26/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
05/29/2003 - 12/09/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/29/2003 - 12/09/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
GA
08/15/2002 - 06/11/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IA
Issued 11/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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