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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ernst is a financial advisor with MML Investors Services, LLC. Nicholas has been in the industry for over 5 years. Nicholas is registered with the state of Florida and New York, and holds Series 7, 63, and 66 licenses. Nicholas has a strong background in financial planning and portfolio management and specializes in providing financial services to individuals, high-net-worth individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans. MML Investors Services, LLC is a leading provider of financial products and services to individuals and institutions. With a strong track record of success and a commitment to client satisfaction, Nicholas and MML Investors Services, LLC are dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/11/2021 - Present
MML Investors Services, LLC (AMHERST NY)
BOTH
Issued 06/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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