Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mock is a financial advisor with BFC Planning, Inc., headquartered in Cedar Rapids, IA. Nicholas has been in the financial services industry since 2012. Nicholas has passed the Series 63, Series 65, SIE, and Series 7 exams. Nicholas is registered to provide investment advice in 41 states. BFC Planning, Inc. provides financial planning services to individuals, businesses, and retirement plans, and has over $1.8 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
ND
07/22/2013 - Present
BFC Planning, Inc. (Minot ND)
BC
Issued 09/10/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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