Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Pontiff is an investment advisor representative with State Farm Investment Management Corp. in New Orleans, Louisiana. Nicholas has been in the industry for 11 years, and has worked for State Farm VP Management Corp. and Nick Pontiff Insurance Agency. Nicholas holds Series 6, 63, and 65 licenses. Nicholas is registered to provide investment advice in Louisiana, Mississippi and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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LA
11/15/2023 - Present
State Farm Investment Management Corp. (NEW ORLEANS LA)
BC
Issued 11/09/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/28/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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