Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Edward Reiser is a financial advisor with Fidelity Distributors Co. LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the securities industry since 2001. Nicholas has passed the Series 6, Series 7, Series 63, and Series 65 exams. He is registered in 52 states. His previous employers include JOHN HANCOCK FUNDS, LLC and STATE STREET RESEARCH INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/18/2018 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MA
01/15/2003 - 04/03/2018
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
08/10/2001 - 12/20/2002
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 09/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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