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Nicholas Edward Porcaro

T. Rowe Price Investment Services, Inc.

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About Nicholas Edward Porcaro

Nicholas Porcaro is a financial advisor with T. Rowe Price Investment Services, Inc. Nicholas has been in the financial industry since 2010. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, and SIE licenses. Nicholas is registered in 53 states and the District of Columbia. Nicholas has a previous employment at GLOBAL CAPITAL SECURITIES CORPORATION.

Firm Information

Nicholas Porcaro is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Porcaro’s Registration & Firm History

MD

12/21/2010 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

CO

09/27/2001 - 03/26/2002

GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)

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Licenses & Designations

BC

Issued 04/11/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Edward Porcaro.
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