Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Polyak is a financial advisor with over 16 years of experience in the industry. Nicholas currently works at BOK Financial Securities, Inc., where he is a Registered Representative. Prior to joining BOK Financial Securities, Inc., Nicholas worked at BISYS FUND SERVICES LIMITED PARTNERSHIP in Portland, Maine. Nicholas holds the Series 6, 7, 24, 53, 63, and 65 licenses. He is also registered in 44 states. Nicholas specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
04/17/2009 - Present
BOK Financial Securities, Inc. (Richardson TX)
ME
09/26/2006 - 08/06/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
IA
Issued 10/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/01/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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