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Nicholas Edward Iselin

Alps Distributors, Inc.

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About Nicholas Edward Iselin

Nicholas Edward Iselin is a registered representative with Alps Distributors, Inc. Nicholas has been in the securities industry since May 31, 2019. Nicholas has a Series 7TO, Series 63 and SIE license. Nicholas has been registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Nicholas was previously registered with MGI FUNDS DISTRIBUTORS, LLC and MMC SECURITIES LLC.

Firm Information

Nicholas Iselin is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Iselin’s Registration & Firm History

MN

06/02/2022 - Present

Alps Distributors, Inc. (MINNEAPOLIS MN)

MO

01/07/2020 - 05/02/2022

MGI FUNDS DISTRIBUTORS, LLC (St.Louis MO)

NY

04/25/2019 - 12/31/2019

MMC SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/04/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Edward Iselin.
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