Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Huss is a financial advisor at LPL Financial LLC. Nicholas has been in the financial industry since 2008 and has experience working with individuals, corporations, and retirement plans. Nicholas has a strong focus on financial planning and helping clients achieve their financial goals. He has a Series 7, 6, 63, 66, 9, and 10 licenses. Nicholas is registered to sell securities in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. In addition to his role at LPL Financial LLC, Nicholas is also involved with the Investment Center Advisor Group and Schuh Landscape Contracting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
06/25/2024 - Present
LPL Financial LLC (APPLETON WI)
WI
07/09/2018 - 06/15/2020
LPL FINANCIAL LLC (WAUPACA WI)
WI
05/07/2015 - 11/30/2016
CETERA INVESTMENT SERVICES LLC (APPLETON WI)
WI
06/07/2012 - 04/29/2015
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
06/07/2012 - 04/29/2015
SII INVESTMENTS, INC. (APPLETON WI)
WI
01/28/2011 - 07/12/2012
M&I FINANCIAL ADVISORS, INC (GREEN BAY WI)
WI
07/28/2009 - 01/26/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (APPLETON WI)
WI
04/01/2009 - 07/06/2009
THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)
WI
02/04/2008 - 03/03/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (APPLETON WI)
BOTH
Issued 09/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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