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Nicholas Edward Gruber

BNP Paribas Securities Corp.

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About Nicholas Edward Gruber

Nicholas Gruber is a financial advisor with over 28 years of experience in the industry. Nicholas joined BNP Paribas Securities Corp. in May of 2022. Prior to joining BNP Paribas Securities Corp., Nicholas worked at CREDIT SUISSE SECURITIES (USA) LLC for 20 years. Nicholas has a wide range of experience in the financial services industry and holds the Series 3, Series 7, and SIE licenses. Nicholas is registered to provide investment advice in all 50 states.

Firm Information

Nicholas Gruber is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Gruber’s Registration & Firm History

NY

05/03/2022 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

01/14/2002 - 05/27/2022

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

03/31/2000 - 01/16/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

10/14/1996 - 01/28/2000

BURNHAM SECURITIES INC. (NEW YORK NY)

NY

05/10/1995 - 10/29/1996

SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)

NY

09/26/1994 - 05/04/1995

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/26/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2006

Series 3 - National Commodity Futures Examination

BC

Issued 09/25/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas Edward Gruber.
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