Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Giordano is an investment advisor representative with over 13 years of experience in the industry. He holds several industry licenses and certifications, including Series 7, 9, 10, 31, 66, and SIE. Nicholas has held several positions in the financial industry. Currently, he is registered with &partners and is active in both Broker-Dealer (BC) and Investment Adviser (IA) capacities. Prior to his current position, Nicholas worked at WELLS FARGO CLEARING SERVICES, LLC. He has a strong understanding of various investment products and services and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
VA
11/09/2023 - Present
&partners (MIDLOTHIAN VA)
VA
09/09/2010 - 07/17/2023
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
BOTH
Issued 11/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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