Unclaimed
Nicholas Fichter is a financial advisor with Ameriprise Financial Services, LLC, located in Saint Louis, Missouri. Nicholas has been in the financial services industry since 2002 and is registered with the state of Missouri as well as several other states. Nicholas has experience in providing financial planning, portfolio management, and other investment advisory services to individuals, families, and businesses. Nicholas also holds the Series 7, 6, 31, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/02/2009 - Present
Ameriprise Financial Services, LLC (Saint Louis MO)
MO
05/09/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (CLAYTON MO)
MO
02/14/2002 - 05/08/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ST. LOUIS MO)
BOTH
Issued 05/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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