Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cecere is a financial advisor with Thrivent Investment Management Inc. Nicholas has been in the financial services industry for over 10 years. Nicholas is registered to offer securities in 10 states, including New York, Florida, and Illinois. Nicholas offers financial planning and portfolio management services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
07/07/2023 - Present
Thrivent Investment Management Inc. (Amherst NY)
NY
01/04/2021 - 07/07/2023
PRINCIPAL SECURITIES, INC. (BUFFALO NY)
NJ
08/31/2020 - 10/14/2020
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. (SUMMIT NJ)
IA
Issued 03/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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