Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Crane is a financial advisor with over 40 years of experience in the industry. Nicholas is currently registered with RBC Capital Markets, LLC and has been with the firm since 2002. Prior to that, Nicholas worked at Wachovia Securities, LLC, RBC Dain Rauscher Inc., Sutro & Co. Incorporated, Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicholas holds multiple licenses and certifications, including the Series 7, 63, 9, 10 and 65. Nicholas is a seasoned financial advisor with a deep understanding of the industry and a strong commitment to helping his clients achieve their financial goals. Nicholas specializes in providing financial planning, portfolio management, pension consulting, and educational seminars for individuals, businesses, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/21/2016 - Present
RBC Capital Markets, LLC (EL DORADO HILLS CA)
CA
11/08/2006 - 02/21/2007
WACHOVIA SECURITIES, LLC (FOLSOM CA)
CA
03/09/2002 - 11/16/2006
RBC DAIN RAUSCHER INC. (ROSEVILLE CA)
CA
07/20/1999 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/18/1991 - 07/14/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/22/1983 - 07/16/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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